-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IB4LEOgXYmtjuCFeMvaBwCUpQh/tjnRcjlMVETnqdLYD0/tA23541Zut4uVaFD26 HXQfbrtJqUQTdmB2VA1Iyg== 0001058217-98-000087.txt : 19981015 0001058217-98-000087.hdr.sgml : 19981015 ACCESSION NUMBER: 0001058217-98-000087 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19981014 SROS: NONE GROUP MEMBERS: GOTHAM CAPITAL III L P ET AL GROUP MEMBERS: GOTHAM CAPITAL V, LLC GROUP MEMBERS: JOEL M. GREENBLATT SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SCC COMMUNICATIONS CORP CENTRAL INDEX KEY: 0000924505 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 840796285 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-54709 FILM NUMBER: 98725186 BUSINESS ADDRESS: STREET 1: 6285 LOOKOUT RD CITY: BOULDER STATE: CO ZIP: 80302 MAIL ADDRESS: STREET 1: 6285 LOOKOUT ROAD CITY: BOULDER STATE: CO ZIP: 80301 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GOTHAM CAPITAL III L P ET AL CENTRAL INDEX KEY: 0000936075 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 061253453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 153 E 53RD ST STREET 2: 51ST FL CITY: NEW YORK STATE: NY ZIP: 10022-4611 BUSINESS PHONE: 2123194100 MAIL ADDRESS: STREET 1: 153 E 53RD ST STREET 2: 51ST FL CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G 1 SCHEDULE 13G ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 SCC COMMUNICATIONS CORP. - -------------------------------------------------------------------------------- (Name of issuer) Common Stock, $0.001 Par Value - -------------------------------------------------------------------------------- (Title of Class of Securities) 78388X-10-1 - -------------------------------------------------------------------------------- (Cusip Number) October 2, 1998 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). ================================================================================ - -------------------------- -------------------------- CUSIP NO. 78388X-10-1 SCHEDULE 13G PAGE 2 OF 6 PAGES - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON/S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Gotham Capital V, LLC - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [ ] (B) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 0 NUMBER OF -------------------------------------------------- SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY 595,000 EACH -------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH: 0 -------------------------------------------------- 8. SHARED DISPOSITIVE POWER 595,000 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 595,000 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.5% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON 00 - Limited Liability Company ================================================================================ - -------------------------- -------------------------- CUSIP NO. 78388X-10-1 SCHEDULE 13G PAGE 3 OF 6 PAGES - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON/S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Joel M. Greenblatt - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [ ] (B) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 0 NUMBER OF -------------------------------------------------- SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY 595,000 EACH -------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH: 0 -------------------------------------------------- 8. SHARED DISPOSITIVE POWER 595,000 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 595,000 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.5% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON IN ================================================================================ PAGE 4 OF 6 PAGES --- --- ITEM 1. (a) Name of Issuer: SCC Communications Corp. ------------------------------- (b) Address of Issuer's Principal Executive Offices: 6285 Lookout Road, Boulder, Colorado 80301 -------------------------------------------- ITEM 2. (a) Name of Persons Filing: (b) Address of Principal Business Office or, if none, Residence: (c) Citizenship: Joel M. Greenblatt 100 Jericho Quadrangle Suite 212 Jericho, NY 11753 (United States Citizen) Gotham Capital V, LLC 100 Jericho Quadrangle Suite 212 Jericho, NY 11753 (Delaware limited liability company) (d) Title of Class of Securities: common stock, $0.001 Par value ---------------------------------- (e) CUSIP Number: 78388X-10-1 ----------- ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B), OR 13D-2(B), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or Dealer registered under Section 15 of the Act (b) [ ] Bank as defined in section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act (d) [ ] Investment Company registered under section 8 of the Investment Company Act of 1940 (e) [ ] Investment Adviser registered under section 203 of the Investment Advisers Act (f) [ ] Employee Benefit Plan, Pension fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see ss.240.13d-1(b)(1)(ii)(F) (g) [ ] Parent Holding Company, in accordance with ss.240.13d-1(b)(ii)(G) (Note: See Item 7) (h) [ ] A Savings Association as defined in Section 3(b) of the Federal Deposit Insurance Act (i) [ ] A Church Plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (j) [ ] Group, in accordance with ss.240.13d-1(b)(1)(ii)(J) If this statement is filed pursuant to ss.240.13d-1(c), check this box [ X ]. PAGE 5 OF 6 PAGES --- --- ITEM 4. OWNERSHIP Provide the following information as of that date and identify those shares which there is a right to acquire. JOEL M. GREENBLATT* (a) Amount Beneficially Owned: 595,000 -------------------------------------------- (b) Percent of Class: 5.5% --------------------------------------------------- (c) Number of shares as to which such person has: (i)sole power to vote or to direct the vote: 0 ----------------------- (ii)shared power to vote or to direct the vote: 595,000 ---------------------- (iii)sole power to dispose or to direct the disposition of: 0 ---------- (iv) shared power to dispose or to direct the disposition of: 595,000 ------- GOTHAM CAPITAL V, LLC (a) Amount Beneficially Owned: 595,000 -------------------------------------------- (b) Percent of Class: 5.5% --------------------------------------------------- (c) Number of shares as to which such person has: (i)sole power to vote or to direct the vote: 0 ----------------------- (ii)shared power to vote or to direct the vote: 595,000 ---------------------- (iii)sole power to dispose or to direct the disposition of: 0 ---------- (iv) shared power to dispose or to direct the disposition of: 595,000 ------- *SHARES REPORTED FOR JOEL M. GREENBLATT REPRESENT SHARES BENEFICIALLY OWNED BY GOTHAM CAPITAL V, LLC, WHICH MAY BE DEEMED TO BE CONTROLLED BY MR. GREENBLATT WHO IS THE MANAGER THEREOF. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not Applicable Instruction: For computations regarding securities which represent a right to acquire an underlying security see Rule 13d-3(d)(1). PAGE 6 OF 6 PAGES --- --- ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not Applicable ITEM 10. CERTIFICATION By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I hereby certify that the information set forth in this statement is true, complete and correct. Dated this 13th day of October, 1998. Gotham Capital V, LLC By: /s/Joel M. Greenblatt -------------------------------- Joel M. Greenblatt, Manager /s/Joel M. Greenblatt -------------------------------- Joel M. Greenblatt, individually -----END PRIVACY-ENHANCED MESSAGE-----